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Last Updated: 04/18/2025

UBS Wealth Management USA

in Wealth Management Companies from UBS Financial Services Inc

Last Updated: 04/18/2025

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Highlights

Minimum Initial Investment

$10,000

Annual Advisory Fee

N/A


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UBS Wealth Management USA Review

UBS Wealth Management USA is offered by UBS Financial Services Inc, a financial services company founded in 1998 and based in New York, NY. UBS Wealth Management USA is available in 47 states (and Washington, DC).

Key Takeaways

    UBS Wealth Management USA Pros & Cons

    UBS Wealth Management USA FAQ

    What wealth management fees does UBS Wealth Management USA charge?

    UBS Wealth Management USA uses the following fee models.
    Fee-only model. The main advantage of this model is clients don't have to worry their wealth managers are influenced by commissions when making financial recommendations. Fee-only advisors have a fiduciary duty toward their clients. That means they are legally required to put their clients' interests first and cannot sell them a product they don't need or that goes against their goals or risk tolerance.
    Performance or incentive model. In this model, instead of charging a fixed fee or a fee based on the assets under management, the wealth manager charges a percentage of the upside of a benchmark index. If the client's account does not beat the benchmark the manager forfeits the fee. This model closely aligns the incentives of wealth management companies and customers, but it can also push managers to take on higher risk.

    What are the investment expense ratios of UBS Wealth Management USA?

    Hiring an wealth management firm with competitive investment fees is one of the most important steps to maximizing your portfolio's performance. Investment expense ratios can vary drastically depending on the types of accounts and assets involved.
    UBS Wealth Management USA does not charge fees based on an investment expense ratio.

    What are the annual management fees of UBS Wealth Management USA?

    The management fees will depend on the funds included in your portfolio. UBS Wealth Management USA does not provide a specific range but in the case of funds that charge a management fee, clients pay for indirect Fund investment advisory fees to the investment adviser of each Fund and direct Program Advisory Fees to UBS Wealth Management USA.

    What wealth management services does UBS Wealth Management USA offer?

    Wealth management companies typically offer a wide selection of services. UBS Financial Services Inc provides the following:

    What investment vehicles does UBS Wealth Management USA offer?

    A well-balanced portfolio should include a mix of investments, such as stocks, bonds, real estate, and other investment vehicles. It should also contain assets with varying levels and types of risk to help minimize the overall impact if one of the portfolio's assets loses its value.
    UBS Financial Services Inc offers the following types of investment portfolios and account types.
    These are the investment options UBS Financial Services Inc offers its clients.

    What is the minimum amount you have to invest to open an account with UBS Wealth Management USA?

    The minimum amount to open an account with UBS Wealth Management USA is $10,000. The median account with UBS Wealth Management USA has $500,000 under management.

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    Editorial Disclaimer: Editorial and user-generated content on this page is not provided or commissioned by the issuer. Opinions expressed here are the author's alone and have not been approved or otherwise endorsed by any financial institution, including those that are advertising partners.

    Contact

    Headquarters

    1285 Avenue of the Americas
    New York, NY 10019
    Visit Site

    Hours of Operation

    Sunday
    Closed
    Monday
    8:30AM - 7:30PM
    Tuesday
    8:30AM - 7:30PM
    Wednesday
    8:30AM - 7:30PM
    Thursday
    8:30AM - 7:30PM
    Friday
    8:30AM - 7:30PM
    Saturday
    Closed

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