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Securities Regulation

Securities regulation is a key aspect of the financial industry, and is concerned with the rules and regulations that govern the buying and selling of securities. These rules are designed to protect investors from fraud and other types of financial misconduct, and are enforced by government regulators such as the Securities and Exchange Commission (SEC). Continue Reading Below

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Encyclopedia Articles

Discover the definition of financial terms related to securities regulation.

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General Public Distribution: What It Is, How It Works, Example, and Benefits

Dan Agbo

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About Securities Regulation

Securities regulation is a key aspect of the financial industry, and is concerned with the rules and regulations that govern the buying and selling of securities. These rules are designed to protect investors from fraud and other types of financial misconduct, and are enforced by government regulators such as the Securities and Exchange Commission (SEC).