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CP314 Notice: What It Means and How To Resolve It

Silas Bamigbola avatar image
Last updated 11/27/2024 by
Silas Bamigbola
Fact checked by
Ante Mazalin
Summary:
The CP314 Notice is issued by the IRS to notify taxpayers of an unpaid balance related to taxes on Individual Retirement Accounts (IRAs). This notice often follows the submission of Form 5329, used to report additional taxes on qualified retirement plans, without the accompanying payment. Immediate action is necessary to address the issue and prevent penalties or interest from increasing.
Receiving a CP314 Notice from the IRS can feel overwhelming, especially if you’re unsure about its implications or how to resolve it. This notice indicates that you owe taxes related to your Individual Retirement Account (IRA), often arising from incomplete or unpaid balances reported on Form 5329. Understanding the notice and taking prompt action can save you from escalating financial consequences. This guide will walk you through what the CP314 Notice means, why you received it, and the steps you can take to address it effectively.

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What is the CP314 notice?

The CP314 Notice is a formal communication from the Internal Revenue Service (IRS) indicating that you have an outstanding balance related to additional taxes on IRAs or other qualified plans. The notice serves as both a reminder and a request for immediate payment of the taxes, including any accrued penalties and interest.
Struggling with IRS notices? If you’ve received an IRS letter and aren’t sure how to handle it, you might want to explore professional tax relief options. Optima Tax Relief has helped thousands of people resolve their tax issues and get back on track with the IRS. Learn more about how they can assist you with your situation.

When does the IRS issue the CP314 notice?

The CP314 Notice is typically issued when:
  • A taxpayer files Form 5329 but fails to pay the taxes due on their retirement account.
  • The IRS identifies discrepancies or unpaid balances related to IRA contributions or distributions.
  • Penalties for missed required minimum distributions (RMDs) or excess contributions remain unpaid.

Pro Tip

Always double-check the accuracy of your Form 5329 before filing to avoid errors that may result in a CP314 Notice.

What taxes are covered under form 5329?

Form 5329 reports taxes on various IRA-related activities, including:
  • Early withdrawals from retirement accounts before age 59½.
  • Excess contributions to IRAs, which incur a 6% excise tax annually until corrected.
  • Failure to take required minimum distributions (RMDs), which triggers a 50% excise tax on the unwithdrawn amount.

Why did you receive a CP314 notice?

The CP314 Notice generally indicates an unpaid tax balance related to an IRA, as reported on Form 5329. Common reasons include:
  • Early distributions that were not exempt from the 10% additional tax.
  • Contributions exceeding the annual limit, leading to excise taxes.
  • Failure to withdraw the required minimum amount after reaching age 72.

Steps to take after receiving a CP314 notice

Receiving a CP314 Notice requires prompt and decisive action. Here’s a step-by-step guide:

Step 1: Review the notice

  • Read the notice thoroughly to understand the amount due and any associated penalties or interest.
  • Ensure the details match your tax records to rule out errors.

Step 2: Verify the accuracy of the claim

  • Compare the notice against your Form 5329 and other tax filings to identify discrepancies.
  • If you believe the notice is incorrect, gather supporting documents such as receipts or account statements.

Step 3: Decide on your course of action

You have several options depending on your situation:
  • Pay the amount: If the notice is accurate, settle the balance promptly using one of the IRS’s payment methods.
  • Dispute the claim: If you identify errors, contact the IRS with supporting evidence to challenge the notice.
  • Request penalty abatement: In cases of reasonable cause, you may qualify for penalty relief by submitting a written request.

Pro Tip

Respond to a CP314 Notice within 21 days to prevent additional penalties and potential enforcement actions by the IRS.

Payment options and methods

The IRS provides several convenient ways to pay the balance due:
  • Online: Use IRS Direct Pay or the Electronic Federal Tax Payment System (EFTPS) for secure and immediate transactions.
  • By mail: Send a check or money order to the address provided on your CP314 Notice. Include your taxpayer identification number (TIN) and the notice number on the payment.
  • By phone: Contact the IRS and use a debit or credit card to make the payment. Note that convenience fees may apply.

What are your options for resolution?

Dispute the taxes or penalties

If you disagree with the IRS’s claim, you can challenge it by providing supporting documentation. This includes:
  • Filing an amended tax return, if necessary.
  • Submitting a formal written dispute to the IRS.

Set up a payment plan

For taxpayers unable to pay the balance in full, the IRS offers payment arrangements such as:
  • Short-term payment plans for balances under $10,000.
  • Installment agreements that allow monthly payments for larger amounts.

Consequences of ignoring a CP314 notice

Receiving a CP314 notice is a serious matter, and ignoring it can lead to significant financial and legal consequences. Here’s what you risk by not addressing the notice promptly:
  • Accrued penalties and interest: The IRS will continue to charge penalties and interest on the unpaid balance, increasing your total liability over time.
  • Federal tax lien: The IRS may file a lien against your assets, including property or financial accounts, to secure the tax debt.
  • Wage garnishment: The IRS can take legal action to garnish your wages, meaning a portion of your paycheck will be automatically redirected to cover the tax debt.
  • Bank levies: The IRS may seize funds directly from your bank accounts to satisfy the outstanding balance.
  • Loss of compliance benefits: Ignoring the notice may disqualify you from IRS programs like penalty relief or installment agreements, making it harder to resolve your debt.

Pro Tip

Respond to a CP314 Notice within 21 days to prevent additional penalties and potential enforcement actions by the IRS.

Seeking professional help

Handling a CP314 notice on your own can be challenging, especially if your tax situation is complex or if you’re unfamiliar with IRS procedures. Professional assistance can make a significant difference in resolving the issue efficiently. Here’s why seeking help is a smart decision:

Benefits of consulting a tax professional

  • Expertise: Certified tax resolution specialists, CPAs, or tax attorneys have the experience to navigate IRS processes and negotiate on your behalf.
  • Customized strategies: A professional can assess your financial situation and recommend tailored solutions, such as payment plans, penalty abatement, or offer-in-compromise programs.
  • Stress relief: Having a professional represent you means you won’t have to deal with direct communication with the IRS, reducing anxiety and potential mistakes.
  • Faster resolution: Experts can expedite the resolution process by ensuring all required documents are accurate and submitted on time.

When to hire a tax professional

Consider hiring a tax professional if:
  • You’re unsure how to respond to the notice or believe it was sent in error.
  • Your financial situation prevents you from paying the full amount due immediately.
  • You need to dispute the penalties or taxes assessed in the CP314 notice.
  • You have unresolved tax issues from previous years or unfiled returns.

How to find reliable tax help

  • Certified tax resolution specialists: Look for professionals with credentials such as Certified Public Accountant (CPA) or Enrolled Agent (EA).
  • Research reviews: Check client testimonials or reviews of tax resolution companies before hiring them.
  • Verify credentials: Ensure the professional is licensed and authorized to represent taxpayers before the IRS.
Looking for the best way to reduce your tax burden? We’ve compiled a list of the Best Tax Relief Companies to help you navigate tax challenges and save money. Click here to discover trusted experts who can assist you with tax resolution, IRS negotiations, and more!

Frequently asked questions

What is Form 5329 and why is it important?

Form 5329 is used to report additional taxes on qualified retirement plans, including IRAs. It is crucial for reporting taxes on early withdrawals, excess contributions, and missed required minimum distributions. Filing this form correctly ensures you comply with IRS rules and avoid penalties.

Can I dispute the penalties or taxes mentioned in the CP314 notice?

Yes, you can dispute the penalties or taxes if you believe they are incorrect. To do so, you must provide supporting documentation, such as proof of compliance or corrected filings. Contact the IRS using the information provided in the notice to initiate the dispute process.

What happens if I cannot pay the full amount due on the CP314 notice?

If you cannot pay the full amount, you can arrange a payment plan with the IRS. Options include short-term payment plans for balances under $10,000 or installment agreements for larger amounts. Contact the IRS to discuss your eligibility and terms for these arrangements.

Are there additional penalties if I miss the 21-day response deadline?

Yes, failing to respond within 21 days can lead to additional penalties and interest on the unpaid balance. The IRS may also take enforcement actions, such as placing a federal tax lien or issuing a levy on your assets. Acting promptly is essential to avoid these consequences.

How do I know if the CP314 notice was sent in error?

To verify if the notice was sent in error, cross-check the details with your tax records and Form 5329 filings. If you suspect an error, gather relevant documents and contact the IRS to dispute the claim. Mistakes can happen, and the IRS can provide further clarification if needed.
Need help understanding other IRS letters and notices? Visit our comprehensive guide to IRS Letters and Notices or search for the document you received in the table below.
IRS Letter or Notice Number
Notice Description
CP01The IRS verified your claim of identity theft and will monitor your account.
CP01HThe IRS received a tax return with a social security number that belongs to a dead person.
CP02HMoney is due on an amended return based on a grant received due to Hurricane Katrina, Rita, or Wilma.
CP03CYou received the First-Time Homebuyer Credit for a house you purchased.
CP04You may be eligible for tax deferment because either you or a spouse served in a combat zone, a qualified contingency operation, or a hazardous duty station during the tax year specified on your notice.
CP08You may be entitled to additional money due to the Additional Child Tax Credit.
CP10Your tax return changed due to a miscalculation, and the refund you wanted to apply to an estimated tax payment has changed.
CP10AYour tax return changed due to a miscalculation of the Earned Income Credit, and the refund you wanted to apply to an estimated tax payment has changed.
CP11You owe money because the IRS amended your return due to a miscalculation.
CP11AYour tax return changed due to a miscalculation of the Earned Income Credit, and the refund you wanted to apply to an estimated tax payment also changed.
CP11MYour tax return changed due to a miscalculation of the Making Work Pay and Government Retiree Credit, and the refund you wanted to apply to an estimated tax payment has changed.
CP12You are due a bigger refund because the IRS corrected one or more mistakes on your tax return.
CP12AThe IRS made changes to correct the Earned Income Credit (EIC) claimed on your tax return.
CP12E or CP12FThe IRS corrected a miscalculation on your return.
CP12MThe IRS made changes to the computation of the Making Work Pay and/or Government Retiree Credits on your return.
CP12RThe IRS made changes to the computation of the Rebate Recovery Credit on your return.
CP13The IRS made changes to your return due to a miscalculation. There is no refund or amount due. Your balance is zero.
CP13AThe IRS made changes to your return due to a miscalculation of the Earned Income Credit. There is no refund or amount due. Your balance is zero.
CP13MThe IRS made changes to your return due to a miscalculation of the Making Work Pay credit or the Government Retiree Credit. There is no refund or amount due. Your balance is zero.
CP13RThe IRS made changes to your return due to a miscalculation of the Recovery Rebate Credit. There is no refund or amount due. Your balance is zero.
CP14You owe money on unpaid taxes.
CP16The IRS made changes to your return due to a miscalculation. The refund you were due was applied to other tax debts.
CP21AYou owe money due to the changes you requested that the IRS make on your tax returns.
CP21BYou are due a refund due to the changes you requested that the IRS make on your tax returns. The money should arrive within 2 to 3 weeks.
CP21CThe IRS made the requested changes to your tax return. You will not receive a refund, and there is no tax due. Your balance is zero.
CP21EAs a result of your recent audit, the IRS made changes to your tax return, and you owe money as a result of those changes.
CP21IThe IRS made changes to your tax return relating to the Individual Retirement Arrangement (IRA) taxes. You owe money due to the changes.
CP22AThe IRS made the changes you requested, and you owe money as a result.
CP22EAs a result of your recent audit, the IRS changed your tax return, and you now owe money.
CP22IThe IRS made changes to your tax return relating to the Individual Retirement Arrangement (IRA) taxes. You owe money due to the changes.
CP23The IRS changed your return because there was a difference between the amount of estimated tax payments listed on your tax return and the amount actually posted to your account. You owe taxes due to these changes.
CP24The IRS changed your return because there was a difference between the amount of estimated tax payments listed on your tax return and the amount actually posted to your account. This resulted in an overpayment of estimated taxes.
CP24EThe IRS changed your return because there was a difference between the amount of estimated tax payments listed on your tax return and the amount actually posted to your account. This resulted in an overpayment of estimated taxes.
CP25The IRS changed your return because there was a difference between the amount of estimated tax payments listed on your tax return and the amount actually posted to your account. You are not due a refund, nor do you owe any money. Your balance is zero.
CP31You need to update your address because your refund check was returned to the IRS.
CP45The IRS was unable to apply your overpayment to your estimated tax as you requested.
CP49The IRS used all or part of your refund to pay a tax debt.
CP53Your refund check will be sent by mail because the IRS can’t provide your refund through direct deposit.
CP57The bank declined your payment, so the IRS was unable to draft funds from your bank account.
CP71A reminder of the amount you owe in tax, penalty, and interest.
CP71AA reminder of the amount you owe in tax, penalty, and interest.
CP71CA reminder of the amount you owe in tax, penalty, and interest.
CP71DA reminder of the amount you owe in tax, penalty, and interest.
CP88The IRS is holding your refund because you haven't filed one or more tax returns, and it believes you will owe tax.
CP90The IRS is notifying you of its intent to levy certain assets for unpaid taxes. You have the right to dispute the levy in a Collection Due Process hearing.
CP91The IRS will levy up to 15% of your social security benefits for unpaid taxes.
CP120The IRS needs documentation of your tax-exempt status.
CP120AYour organization’s tax-exempt status has been revoked because it failed to file a Form 990 series return for three consecutive years.
CP130You may no longer need to pay the Alternative Minimum Tax (AMT) because your tax return filing requirements changed.
CP152The IRS received your return.
CP153The IRS will send your refund by mail because your direct deposit did not go through.
CP161You have an unpaid balance due to the IRS.
CP166Your monthly payment to the IRS did not go through due to insufficient funds in your bank account.
CP178You may no longer owe excise tax because your tax return filing requirements changed.
CP231You need to update your address because your refund was returned to the IRS.
CP259You did not file the business tax return identified in the notice.
CP259AYou should have filed these forms but did not – Form 990/990-EZ, Return of Organization Exempt From Income Tax, or Form 990-N (e-Postcard).
CP259BThe IRS requires you to file these forms but did not – Form 990-PF, Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation.
CP259CThe IRS believes that you are a private foundation, but did not file the required Form 990-PF, Return of Private Foundation or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation.
CP259DYou must file this form, but you did not – Form 990-T, Exempt Organization Business Income Tax Return.
CP259EYou should have filed this form, but you did not – Form 990-N (e-Postcard) or Form 990/990-EZ, Return of Organization Exempt From Income Tax.
CP259FThe IRS requires you to file this form but did not – Form 5227, Split-Interest Trust Information Return.
CP259GThe IRS requires you to file this form, but you didn’t – Form 1120-POL, U.S. Income Tax Return for Certain Political Organizations.
CP259HAs a tax-exempt political organization, you must file this form, but you did not – Form 990/990-EZ, Return of Organization Exempt From Income Tax.
CP276AYou submitted your tax liability schedule incorrectly. The IRS typically charges a Federal Tax Deposit (FTD) penalty for this but did not this time.
CP276BThe IRS did not receive the correct amount of tax deposits. It normally charges a Federal Tax Deposit (FTD) penalty but did not this time.
CP297The IRS is notifying you of its intent to levy certain assets for unpaid taxes. You have the right to dispute the levy at a Collection Due Process hearing.
CP297AThe IRS has levied your assets for unpaid taxes. You have the right to dispute the levy at a Collection Due Process hearing.
CP298The IRS notifying you of its intent to levy up to 15% of your social security benefits for unpaid taxes.
CP501You have a balance due on one of your tax accounts.
CP503You have an unpaid balance on one of your accounts, and the IRS has not heard from you.
CP504You have an unpaid amount due on your account. If you do not pay immediately, the IRS will levy your state income tax refund to apply it to the amount you owe.
CP504BYou have an unpaid amount due on your account. If you do not pay immediately, the IRS will levy certain property or rights to property to apply it to the amount you owe.
CP521A reminder that you have an installment agreement payment due.
CP523You have defaulted on your payment agreement. Therefore the IRS is terminating the agreement and will levy your assets.
CP601Usted tiene un saldo pendiente de pago (dinero que le debe al IRS) en una de sus cuentas contributivas.
CP603No hemos recibido respuesta de parte de usted y todavía tiene un saldo sin pagar en una de sus cuentas contributivas.
CP604Usted tiene un saldo sin pagar en su cuenta. De no pagar esta cantidad inmediatemente, el IRS embargará cualquier reembolso de impuestos estatales al que tenga derecho y aplicarlo al pago de su deuda.
CP604BUsted tiene un saldo sin pagar en su cuenta. De no pagar esta cantidad inmediatemente, el IRS embargará ciertas propiedades o derechos de propiedad y lo aplicará al pago de su deuda.
CP621Este aviso es para notificarle que usted tiene un plan de pagos a plazos vencido. Por favor, envíe el pago inmediatamente.
CP623Este aviso es para informarle nuestra intención de cancelar su plan de pagos a plazos y confiscar (embargar) sus bienes. Usted incumplió en su acuerdo.
CP711Nosotros realizamos cambios a su planilla debido a que entendemos que hubo un cálculo erróneo. Como resultado de estos cambios, usted adeuda dinero por sus contribuciones.
CP721Hicimos el(los) cambio(s) que usted solicitó a su declaración de impuestos para el año tributario que aparece en su aviso. Como resultado de éste(estos) cambio(s) usted debe dinero en sus impuestos.
CP722Hicimos el(los) cambio(s) que usted solicitó a su declaración de impuestos para el año tributario que aparece en su aviso. Como resultado de éste(estos) cambio(s) usted debe dinero en sus impuestos.
CP771Usted recibió este aviso para recordarle sobre la cantidad que adeuda en contribuciones, multas e intereses.
CP772Usted recibió este aviso para recordarle sobre la cantidad que adeuda en contribuciones, multas e intereses.
CP773Usted recibió este aviso para recordarle sobre la cantidad que adeuda en contribuciones, multas e intereses.
CP774Usted recibió este aviso para recordarle sobre la cantidad que adeuda en contribuciones, multas e intereses.
CP959Usted no radicó su planilla de contribución de negocios identificada en este aviso.
CP2000The income or payment information on file doesn’t match your tax return. The discrepancy may result in an increase or decrease in your tax due.
CP3219AThe IRS has received information that is different from what you reported on your tax return. This may result in an increase or decrease in your tax.
CP3219NThe IRS didn’t receive your tax return, so it calculated your return based on the information received from employers, financial institutions, and others. If you want to challenge the proposed tax, you have 90 days from the date of this notice. If you are outside the country, you have 150 days.
Letter 0012CThe IRS needs additional information to process your tax return.
Letter 0484CThe IRS wants a completed
Letter 0525Updates you on proposed changes after an IRS examination. Any changes are explained and details the refund due or taxes owed.
Letter 531IRS Notice of Deficiency. The information the IRS received about you was different from what you reported on your return.
Letter 0668D(LP 68)The IRS released their levy.
Letter 0549CYour tax bill was paid.
Letter 0681CThe IRS accepted your payment proposal. However, this is not a formal Installment Agreement.
Letter 0757CYou did not adhere to the terms of your Installment Agreement.
Letter LT 11The IRS plans to seize your property or rights to property.
Letter 1058The IRS has not received your payment. It plans to seize your property or rights to property.
Letter 1615 (LT 18)You must respond to the IRS within 10 days of this notice regarding past due tax returns.
Letter 1737 (LT 27)Complete and sign Form 433F, Collection Information Statement.
Letter 1961CYour application for a Direct Debit Installment Agreement was declined. It explains why and what you need to do to qualify.
Letter 1962CYour application for a
Letter 2050 (LT 16)The IRS is trying to collect unpaid taxes from you from returns that have been filed or from returns that have not been filed.
Letter 2257CThe IRS is providing the payoff amount that you requested.
Letter 226-JAn IRS letter to large employers notifying them that they may be liable for an Employer Shared Responsibility Payment (ESRP).
Letter 2271CA request for an Installment Agreement has been approved. It explains the fees and how to qualify for a Low Income Fee Reduction. The letter may also request missing information.
Letter 2272CAn IRS letter explaining why your request to pay the balance due in installments was declined.
Letter 2273CA confirmation letter of your request to pay the balance due in installments. It contained the amount to pay, fees charged, and where to send payment. Instructions on how to apply for the Low Income Fee Reduction included.
Letter 2318CA response to a request to pay taxes due to payroll deductions. It also explains the fees that are charged.
Letter 2357CThe IRS is admitting that it did not send you the balance due notices that it should have.
Letter 2603CThe IRS accepted your installment agreement. The IRS will file a Notice of Federal Tax Lien on your personal property.
Letter 2604CThe IRS has accepted your request for installment payments. This IRS letter provides the monthly payment, the address where to send it, and the fees charged. The letter also provides instructions on how to apply for the Low Income Fee Reduction.
Letter 2761CThe IRS is requesting your combat zone service dates to ensure that it provides you with the special provisions and protection of the combat zone deferment. Copies of military orders or other documentation to support your time served may be requested. Civilians working in support of the Armed Forces may be required to provide a Letter of Authorization or a letter from their employer.
Letter 2789CAn annual reminder notice, as required by law, of the balance due to the IRS. It explains that penalties and interest continue to accrue until the balance is fully paid.
Letter 2840CConfirms your Installment Agreement request and includes the payment amount and due date. This IRS letter explains the fees charged for paying monthly and explains how to apply for the Low Income Fee Reduction (if you qualify).
Letter 3030CProvides an explanation of the tax, penalty, and interest still due on your account.
Letter 3127CA confirmation of your request to make a change to your Installment Agreement. This IRS letter explains the fees for the change. Changes can be to the payment amount or due date, or it can include additional liabilities.
Letter 3174A reminder of taxes due after the IRS has sent a Notice of Intent to Levy.
Letter 3217CThe IRS has accepted your request to pay the balance in installments. This IRS letter provides your payment amount, the due date, and fees charged. The letter also provides instructions on applying for the Low Income Fee Reduction (if you qualify).
Letter 3228 (LT 39)A request to pay the balance due within 10 days using the envelope provided.
Letter 3500The IRS has received your documents, and it needs additional time to review them.
Letter 3572Your Federal Income Tax Return has been selected for examination. The IRS auditor requests that you call to schedule an audit appointment.
Letter 4883CThe IRS received your federal income tax return but needs more information to verify your identity in order to process your tax return accurately.
Letter 4903 (LT 26)You must file your tax returns immediately. The IRS has previously contacted you, but it did not receive a response.
Letter LP 47The IRS is trying to locate the person identified in the letter and is requesting that you provide their new address.
Letter LP 59The IRS has not received a response to the notice of levy it previously sent.
Audit Letter 2205The IRS manages audits either by mail or through an in-person interview to review your records. The interview may be at an IRS office (office audit) or the taxpayer’s home, place of business, or accountant’s office (field audit).
Letter 915You recently underwent an audit, and the IRS informs you that you now owe taxes.

Key takeaways

  • The CP314 Notice informs taxpayers of unpaid taxes related to IRAs as reported on Form 5329.
  • Common triggers include early withdrawals, excess contributions, or missed required minimum distributions.
  • Respond within 21 days to avoid additional penalties or enforcement actions.
  • Explore options like payment plans, disputes, or professional assistance to resolve the notice.

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